We respect your privacy. We never sell mailing lists or client information.
We are committed to safeguarding your confidential information. We train our employees to respect customer privacy and to recognize the importance of maintaining your confidentiality. We have physical, electronic, and procedural safeguards to guard information. We limit access to non-public personal information about you and your accounts to those employees and service providers who are actually involved in offering or administering your accounts and the services we provide to you. Even if our business relationship ends, we will continue to treat your non-public personal information as confidential and safeguard that information.
Non-public personal information that we have about you and your accounts primarily is derived from your client profile, planning documents, account applications and account statements. Information we share with appropriate third parties may include (i) information you provide on the client profile, applications or other forms or through oral, written or electronic communications (for example, your name, address, social security number, date of birth and restrictions on investments), (ii) information related to transactions in your accounts (for example, investments, amounts, account balances and account numbers), and (c) information we receive from non-affiliates, such as your bank account or brokerage account numbers or account balances.
We share your non-public personal information ONLY with (a) Fidelity Investments, the independent third-party custodian for your accounts; (b) securities transfer agents; and (c) third-party account service providers (for example, we engage a third party service provider to help us provide you with quarterly reports on your accounts’ investment performance). (d) In addition, if you authorize us to communicate with your attorney, accountant, insurance broker or other professional services provider in order to assist them with providing services to you, we may disclose nonpublic personal information we have about you to that service provider. Finally, (e) we may disclose any information to securities regulatory authorities and other authorities or entities as required by law.
